-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MlQkRc9n4V52fv8eQPkwHWLEFfY930ggWvSWXWQx7Mq+X6qShWY5KKoOoMF7XVIj NrOKtZKiD6MAZZ4iQmoRBg== 0000891618-98-000455.txt : 19980210 0000891618-98-000455.hdr.sgml : 19980210 ACCESSION NUMBER: 0000891618-98-000455 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980209 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARBOR SOFTWARE CORP CENTRAL INDEX KEY: 0001001113 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770277772 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-46201 FILM NUMBER: 98524642 BUSINESS ADDRESS: STREET 1: 1344 CROSSMAN AVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087275800 MAIL ADDRESS: STREET 1: 1325 CHESAPEAKE TERRACE CITY: SUNNYVALE STATE: CA ZIP: 94089 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DORRIAN JAMES A CENTRAL INDEX KEY: 0001053700 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 314561646 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ARBOR SORTWARE CORPORATION, STREET 2: 1344 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4087449500 MAIL ADDRESS: STREET 1: ARBOR SOFTWARE CORPORATION STREET 2: 1344 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 SC 13G/A 1 AMENDMENT #1 TO SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Arbor Software Corporation - ------------------------------------------------------------------------------- (Name of Issuer) Common Stock - ------------------------------------------------------------------------------- (Title of Class of Securities) 038918 10 8 - ------------------------------------------------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 6 Pages 2 CUSIP NO. 038918 10 8 SCHEDULE 13G PAGE 2 OF 6 PAGES --------------------- ----- ----- (1) NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS James A. Dorrian --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] (B) [ ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION United States --------------------------------------------------------------------- (5) SOLE VOTING POWER NUMBER OF 608,717 shares Common Stock, registered in the name of SHARES James A. Dorrian, Trustee FBO James A. Dorrian 1996 BENEFICIALLY Revocable Trust dtd 10-6-96. OWNED BY -------------------------------------------------------- EACH (6) SHARED VOTING POWER REPORTING See Response to Row 5 Above PERSON WITH -------------------------------------------------------- (7) SOLE DISPOSITIVE POWER 608,717 shares Common Stock, registered in the name of James A. Dorrian, Trustee FBO James A. Dorrian 1996 Revocable Trust dtd 10-6-96. -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER See Response to Row 7 Above -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 608,717 shares of Common Stock --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES [X] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.51% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON IN --------------------------------------------------------------------- 3 Page 3 of 6 Pages ITEM 1(a). Name of Issuer: Arbor Software Corporation ITEM 1(b). Address of Issuer's Principal Executive Offices: 1344 Crossman Avenue, Sunnyvale, CA 94089 ITEM 2(a) Name of Person Filing: James A. Dorrian ITEM 2(b) Address of Principal Business Office or, if none, Residence: 1344 Crossman Avenue, Sunnyvale, CA 94089 ITEM 2(c) Citizenship: United States ITEM 2(d) Title of Class of Securities: Common Stock ITEM 2(e) CUSIP Number: CUSIP #: 038918 10 8 ITEM 3. NOT APPLICABLE 4 Page 4 of 6 Pages ITEM 4. OWNERSHIP The following information with respect to the ownership of the Ordinary Shares of the Issuer by the persons filing this Statement is provided as of December 31, 1996: (a) Amount Beneficially Owned: See Row 9 of cover page for Reporting Person. (b) Percent of Class: See Row 11 of cover page for Reporting Person. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See row 5 of cover page for Reporting Person. (ii) shared power to vote or to direct the vote: See row 6 of cover page for Reporting Person. (iii) Sole power to dispose or to direct the disposition of: See row 7 of cover page for Reporting Person. (iv) Shared power to dispose or to direct the disposition of: See row 8 of cover page for Reporting Person. 5 Page 5 of 6 Pages ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable ITEM 10. CERTIFICATION Not Applicable 6 Page 6 of 6 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 5, 1998 /s/ JAMES A. DORRIAN - ------------------------ James A. Dorrian -----END PRIVACY-ENHANCED MESSAGE-----